Enforceable undertakings register
This register lists all enforceable undertakings APRA has accepted from individuals or entities since 1 January 2005.
The table below uses the following abbreviations for legislation:
- BA - Banking Act 1959
- GI - Insurance Act 1973
- SIS Act - Superannuation Industry (Supervision) Act 1993
Individuals
|
Name |
Section & Act |
APRA Acceptance Date |
Expiry Date |
Enforceable Undertakings (EU) |
Variations |
Media Releases |
|---|---|---|---|---|---|---|
|
Anderson, Cameron Patrick |
s. 262A SIS Act |
4 July 2013 |
3 July 2025 |
|
|
APRA accepts EU from five former Trio directors |
|
Anderson, Michael James |
s. 262A SIS Act |
4 July 2013 |
3 July 2017 |
|
|
APRA accepts EU from five former Trio directors |
|
Andrews, David Ronald |
s. 262A SIS Act |
6 September 2011 |
5 September 2021 |
|
|
APRA accepts EUs from former Trio directors |
|
Beck, Natasha |
s. 262A SIS Act |
1 July 2011 |
30 June 2015 |
|
|
APRA accepts EU from former Trio director |
|
Byrne, John Garrett |
s. 126 GI |
12 July 2006 |
30 June 2011 |
|
|
|
|
Cohen, Geoffrey Arthur |
s. 126 GI |
19 May 2009 |
26 September 2015 |
|
|
APRA accepts EU from former HIH chairman |
|
Finkelde, Keith Rex |
s. 262A SIS Act |
12 September 2011 |
11 September 2017 |
|
|
APRA accepts EU from former Trio director |
|
Godfrey, John Alan |
s. 262A SIS Act |
5 March 2012 |
No expiry date |
|
|
APRA accepts EU from former Trio director |
| Groeneveld, Kurt William | s. 262 SIS Act | 17 October 2013 | 16 April 2017 |
|
APRA accepts EU from former Trio director | |
| Harte, John | s. 262A SIS Act | 4 July 2013 | 3 July 2017 |
|
APRA accepts EU from five former Trio directors | |
|
Hallinan, Terrence |
s. 262A SIS Act |
27 June 2013 |
26 June 2021 |
|
|
APRA accepts EU from five former Trio directors |
|
Jones, Malcolm Murray |
s. 126 GI |
26 February 2009 |
27 August 2014 |
|
|
Two former Zurich executives accept EUs |
|
Macolino, Lorenzo Patrick |
s. 262A SIS Act |
28 June 2013 |
27 June 2021 |
|
APRA accepts EU from five former Trio directors | |
| McCafferty, Kenneth Aubrey | s. 262A SIS Act | 16 August 2007 | 31 October 2017 |
|
||
| McCafferty, Rodney James | s. 262A SIS Act | 16 August 2007 | 31 October 2017 |
|
||
| Millhouse, David Guy | s. 262A SIS Act | 29 October 2013 | 28 October 2023 |
|
APRA accepts EU from former Trio director | |
|
O'Bryen, David |
s. 262A SIS Act |
27 October 2011 |
26 April 2017 |
|
APRA accepts EU from former Trio director | |
|
Phillpott, Rex John |
s. 262A SIS Act |
6 September 2011 |
5 September 2026 |
|
APRA accepts EU from former Trio directors | |
|
Salzgeber, Florian |
s. 126 GI |
13 February 2009 |
17 October 2014 |
|
|
Two former Zurich executives accept EUs |
|
Stevens, Ian Ronald |
s. 262A SIS Act |
31 July 2007 |
No expiry date |
|
||
| Trahair, Geoffrey Vincent | s. 126 GI | 9 February 2006 | 9 February 2008 |
|
||
|
West, Ian James |
s. 262A SIS Act |
17 May 2006 |
No expiry date |
|
Entities
|
Name |
Section & Act |
APRA Acceptance Date |
Expiry Date |
Enforceable Undertakings (EU) |
Variations | Media Releases |
|---|---|---|---|---|---|---|
| Allianz Australia Insurance Limited | s. 126 GI | 9 March 2021 | No expiry date |
|
APRA agrees to court enforceable undertaking from Allianz Australia | |
| AMP Superannuation Limited | s. 262A SIS Act | 16 November 2021 | No expiry date |
|
APRA agrees to court enforceable undertaking from AMP Super over compliance deficiencies | |
| AXA Australia Staff Superannuation Pty Limited (ACN 065 632 206) | s. 262A SIS Act | 20 May 2005 | Undertakings completed on 9 March 2006 |
|
||
| Commonwealth Bank of Australia (ACN 123 123 124) | s. 18A BA | 30 April 2018 | No expiry date |
|
||
|
Gavex Pty Ltd (ACN 010 660 312) |
s. 262A SIS Act |
16 August 2007 |
Undertakings completed on 31 October 2017 |
|
||
| Mega International Commercial Bank Co. Ltd (ARBN 79372688) | s. 18A BA | 24 August 2009 | Undertakings completed 2 October 2012 |
|
|
APRA accepts EU from Mega ICBC |
|
Realcover Insurances Pty Ltd and Real Estate Institute of New South Wales |
s.126 GI |
11 April 2017 |
No expiry date |
|
||
| Westpac Banking Corporation (ACN 007 457 141) | s. 18A BA | 3 December 2020 | No expiry date |
Signed 3 December 2020 |
APRA agrees to Enforceable Undertaking from Westpac to address risk governance weaknesses | |
| Zurich Australian Insurance Limited (ABN 13 000 296 640) | s. 126 GI | 25 May 2005 | Undertakings completed on 22 July 2010 |
|
||
|
Zurich Financial Services Australia Limited (ABN 11 008 423 372) |
s. 126 GI |
25 May 2005 |
Undertakings completed on 22 July 2010 |
|