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Enforceable undertakings register

This register lists all enforceable undertakings APRA has accepted from individuals or entities since 1 January 2005.

The table below uses the following abbreviations for legislation:

Individuals

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

Variations

Media Releases

Anderson, Cameron Patrick

s. 262A SIS Act

4 July 2013

3 July 2025

 

APRA accepts EU from five former Trio directors

Anderson, Michael James

s. 262A SIS Act

4 July 2013

3 July 2017

 

APRA accepts EU from five former Trio directors

Andrews, David Ronald

s. 262A SIS Act

6 September 2011

5 September 2021

 

APRA accepts EUs from former Trio directors

Beck, Natasha

s. 262A SIS Act

1 July 2011

30 June 2015

 

APRA accepts EU from former Trio director

Byrne, John Garrett

s. 126 GI

12 July 2006

30 June 2011

 

 

Cohen, Geoffrey Arthur

s. 126 GI

19 May 2009

26 September 2015

 

APRA accepts EU from former HIH chairman

Finkelde, Keith Rex

s. 262A SIS Act

12 September 2011

11 September 2017

 

APRA accepts EU from former Trio director

Godfrey, John Alan

s. 262A SIS Act

5 March 2012

No expiry date

 

APRA accepts EU from former Trio director
Groeneveld, Kurt Williams. 262 SIS Act17 October 201316 April 2017 APRA accepts EU from former Trio director
Harte, Johns. 262A SIS Act4 July 20133 July 2017 APRA accepts EU from five former Trio directors

Hallinan, Terrence

s. 262A SIS Act

27 June 2013

26 June 2021

 

APRA accepts EU from five former Trio directors

Jones, Malcolm Murray

s. 126 GI

26 February 2009

27 August 2014

Two former Zurich executives accept EUs

Macolino, Lorenzo Patrick

s. 262A SIS Act

28 June 2013

27 June 2021

 APRA accepts EU from five former Trio directors
McCafferty, Kenneth Aubreys. 262A SIS Act16 August 200731 October 2017  
McCafferty, Rodney Jamess. 262A SIS Act16 August 200731 October 2017  
Millhouse, David Guys. 262A SIS Act29 October 201328 October 2023 APRA accepts EU from former Trio director

O'Bryen, David

s. 262A SIS Act

27 October 2011

26 April 2017

 APRA accepts EU from former Trio director

Phillpott, Rex John

s. 262A SIS Act

6 September 2011

5 September 2026

 APRA accepts EU from former Trio directors

Salzgeber, Florian

s. 126 GI

13 February 2009

17 October 2014

Two former Zurich executives accept EUs

Stevens, Ian Ronald

s. 262A SIS Act

31 July 2007

No expiry date

  
Trahair, Geoffrey Vincents. 126 GI9 February 20069 February 2008  

West, Ian James

s. 262A SIS Act

17 May 2006

No expiry date

  

Entities 

Name

Section & Act

APRA Acceptance Date

Expiry Date

Enforceable Undertakings (EU)

VariationsMedia Releases
Allianz Australia Insurance Limiteds. 126 GI9 March 2021No expiry date APRA agrees to court enforceable undertaking from Allianz Australia
AMP Superannuation Limiteds. 262A SIS Act16 November 2021No expiry date APRA agrees to court enforceable undertaking from AMP Super over compliance deficiencies
AXA Australia Staff Superannuation Pty Limited (ACN 065 632 206)s. 262A SIS Act20 May 2005Undertakings completed on 9 March 2006  
Bank of Queensland Limiteds. 18A BA30 May 2023No expiry date APRA agrees to court enforceable undertaking from Bank of Queensland
Commonwealth Bank of Australia (ACN 123 123 124)s. 18A BA30 April 2018No expiry date  

Gavex Pty Ltd (ACN 010 660 312)

s. 262A SIS Act

16 August 2007

Undertakings completed on 31 October 2017

  
Mega International Commercial Bank Co. Ltd (ARBN 79372688)s. 18A BA24 August 2009Undertakings completed 2 October 2012APRA accepts EU from Mega ICBC

Realcover Insurances Pty Ltd and Real Estate Institute of New South Wales

s.126 GI

11 April 2017

No expiry date

  
Westpac Banking Corporation (ACN 007 457 141)s. 18A BA3 December 2020No expiry date APRA agrees to Enforceable Undertaking from Westpac to address risk governance weaknesses
Zurich Australian Insurance Limited (ABN 13 000 296 640)s. 126 GI25 May 2005Undertakings completed on 22 July 2010  

Zurich Financial Services Australia Limited (ABN 11 008 423 372)

s. 126 GI

25 May 2005

Undertakings completed on 22 July 2010